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惟愿公平如大水滚滚,使公义如江河滔滔! |
Majority Rule Revisited
S
First published in Modern Age XVI, Summer 1972, pages 226-236.
Also published in the book Modern Age: The First Twenty-Five Years, A Selection,
Edited by George A. Panichas, Liberty Press, 1988. Republished with permission.
George W. Carey
Author Notes
Professor of government at Georgetown University. An associate editor of Modern
Age since 1981, he is also editor of The Political Science Reviewer, an annual
volume founded in 1971 that features important scholarly articles by and about
conservative intellectuals. He has published widely, including a definitive
study of the impact of The Federalist on American political theory and practice,
and has edited such works as Liberalism Versus Conservatism (1966) and Freedom
and Virtue: The Conservative/Libertarian Debate (1984). Carey's The Basic
Symbols of the American Political Tradition (1970), co-authored with Willmoore
Kendall, is considered "a major reassessment of the traditional American
concepts of self-government."
Books by George W. Carey
Click on the bookseller link(s) to learn more about these books
Freedom & Virtue: The Conservative/Libertarian Debate
The Federalist:Design for a Constitutional Republic
Essay - 6/1/1972
IN RECENT YEARS majority rule and the problems associated with both its realization
and operation have been explored in great detail. [1] Concomitant with this
a majoritarian ethic has evolved, an ethic which holds that the essential
element of democratic (= just and good) government is the extent to which
the majorities are able to rule (save, of course, in such areas as "civil"
or "minority" "rights"). [2] One has only to read our
textbooks in the American field to see this. The majority rule standard is
one by which we measure the democratic character of our institutions, be they
formal, such as the Supreme Court, the Congress, the Electoral College, or
informal, such as our political party structures and operations. Equally impressive
evidence to this effect are the decisions of the Warren Court which followed
Baker v. Carr. [3] "One man, one vote" is a direct derivative of
the majoritarian ethic which provides proponents for "reform" of
our institutions with a very powerful argument, if only because it throws
the opponents of this principle on the defensive. Who would, given our present
morality and faith, cherish the task of defending a contrary proposition?
Besides which, the "one man, one vote" formula enjoys inherent advantages:
it is simple, relatively easy to apply, and does conform with the prevailing
ethic which proclaims that all men are created equal.
What is remarkable about this is that no political theorist of the first order
has ever advanced the majoritarian ethic, as, say, embodied in the formula
"one man, one vote." To put the matter in some perspective, we certainly
do not find democracy and the principle of majority rule exalted in our classical
literature. [4] At best, this literature tells us such a decision-making system
would survive only under the most propitious circumstances, or when certain
barriers or mechanisms are introduced to check or thwart majorities, at least
in critical areas of decision-making. What is more, traditional theory on
the whole treats the introduction of democracy and majority rule as a prelude
to disaster for the political system and society.
I
The development is the more intriguing because there are a host of ethical
and prudential considerations which pertain to the majority rule models that
have not been fully explored. Our purpose here is to examine some of these
considerations in detail. We can most conveniently proceed as follows: there
is, indeed, a justification for majority rule-a justification which in our
judgment is best and most fully seen when we deal with model situations, i.e.,
not real situations but abstract ones wherein we are forced to face head-on
the choices and the ethics involved without extraneous variables clouding
our perception. Put otherwise, in such model situations we can discern more
clearly and in greater depth the moral and ethical foundations of the majority
principle. And such foundations, as we will attempt to show, are as appealing,
if not more so, to the generally accepted ethical standards of the Western
world than those which buttress non-democratic decision-making theories or
models. However, and this to our way of thinking is a crucial problem, when
we move from the model situation to, say, the "real" world (as it
is fashionably called), we are compelled to ask whether the justifications
for the majority principle are still applicable; that is, whether the application
of majority rule can still be defended on precisely the same grounds derived
from the model situation or whether (and this has yet to occur) a new justification
must be offered, or new ethical principles brought forth. And we must go beyond
this to ask a question that will seem relevant in light of our subsequent
analysis: Does the application of the majority rule principle in non-model
situations actually run counter to or even violate the ethical and moral principles
which undergird majority rule in the abstract?
Let us take up this matter one point at a time.
1. What is meant by the model situation? As we have said, it is a condition
or situation postulated so as to remove extraneous variables. To construct
such a situation is a very difficult undertaking and no one to our knowledge
has probed into the matter very systematically and in such great detail so
that all conceivable variables are removed. We know various devices have been
used with the end in mind of asking what principle of decision-making is most
ethical without regard to the social structure, economic structure, background
or intelligence of the participants, and even the historical context of any
given nation. To do this one must postulate a setting in which the question
of who should decide what should be done is highlighted. Such postulations
run a wide gamut, from stalled elevators to stockades under Indian attack,
from ships at sea in distress to "paradise islands" of one form
or another. One illustration should suffice to indicate the nature of such
constructions and why they are so difficult to build. We offer it because
it is extremely important for our subsequent discussion of the majority principle.
Imagine five men on a raft, equipped with sail, in the middle of the Atlantic
Ocean. They are the sole survivors of a shipwreck. They have enough food and
water aboard for five days of survival. After collecting themselves, both
mentally and physically, the question arises in which direction ought they
to sail in order to maximize their chances of rescue. What emerges from their
discussion is the following:
(a) They cannot stay where they are because the ship on which they were traveling
was traversing a seldom-used route and the chances of another ship happening
by are very remote.
(b) Chances of being rescued by going east or west are even worse than staying
in place.
(c) In order to survive they must go either north or south.
The issue soon becomes whether they should go north or south, for they can
do either given the prevailing wind conditions.
How should (= ought) the decision be made? Should, to get to our problem,
the majority rule in this context? As a matter of ethics and plain common
sense it would seem to depend on a number of considerations. We shall deal
with some of them.
(a) What if one among the survivors is extremely knowledgeable about the trade
routes across the Atlantic? We can imagine that the other four will listen
to his words and that he ought to be able to convince them concerning the
proper course of action. This, of course, is a gratuitous assumption, provided
by proponents of the "open" society, and one which frequently creeps
into our discussion about such matters without so much as a "by your
leave." In any event, we must say as detached observers that his opinion
should prevail, which would of course lead us away from the majority principle.
So it is best for our purposes to assume that all five survivors are equally
knowledgeable about trade routes and other relevant information which bears
upon the matter of survival. Better yet, we should assume that all of them
are possessed of the fullest information conceivable.
(b) Even assuming the fullest possible information and, let us add, equal
intelligence, we still must ask whether each vote should count equally? It
may be that one of the men is 75 and in very poor health, whereas another
is 21, quite vigorous, for whom the correct decision obviously has enormous
consequences. Should not the vote of the 21-year-old count more? And we must
face the consequences if we say "yes" to this proposition. The vote
of a 12-year-old should perhaps count more than that of a 21-year-old. [5]
Indeed, and we can't go into this matter here, the logic of our thinking about
these matters would dictate that anyone who understands how to vote should
vote and be accorded that privilege. In any event, such considerations certainly
do lead us away from the majority rule principle. Similarly, we can also imagine
the possibility that one or more of the men might be committed to make the
"wrong" decision, that is to vote for a movement in a direction
that seems least likely to effect rescue. In our model, this poses no problems
because the proper direction (i.e., the one that increases the probability
of rescue) might as well be determined by a flip of a coin. However, we can
easily see that when we turn to the real world this does constitute a problem
of immense proportions for supporters of the majority rule doctrine.
We can remove all of these difficulties by again postulating that all five
are of the same age, that their goal is to maximize the possibilities of rescue,
and that, moreover, each possesses the same potential and bears the same responsibilities
in the more general society.
(c) We are still left with other difficulties. [6] One or more of the survivors
might well resort to a form of bribery to win votes. He may, for example,
have in his possession some extra food which he has managed to secure. He
may use this food as a bribe; or, he may hold out the promise of future rewards
of one kind or another. In such a case, we see at once that the majority rule
ethic as it has been set forth in our literature is prostituted. Perhaps our
ethic ought to be that only those who can resist such temptations ought to
be able to cast votes in the particular situation. Beyond this, again to return
for a moment to the real world, we see that this is an important problem because
we have been told by our highest authorities that all of politics is essentially
"bribery" of sorts. And this certainly has ramifications for the
majority rule principle, at least in its purest form. [7]
We can, of course, because we are dealing with a model situation, dispense
with these difficulties. Indeed, we can go on and on dealing with these and
similar problems simply through this dispensation process. Is one individual
among the survivors a gifted orator who can use his forensic endowments to
deceive the others? Well, again, we can stipulate no-we can stipulate that
all have the same abilities in this respect. But having noted these difficulties,
or at least a few of those that would arise before one would endorse the majority
principle as an ethical or prudent decision-making rule, let us proceed to
the essence of such model-building enterprises.
2. We must first note that we have been free in our dispensations in an effort,
as we have said, to reach a condition wherein the basic ethical and moral
arguments for majority rule are put in their best light. However, we should
be quick to note, such dispensations cannot be granted in a real world context.
We shall return to this matter shortly for it does have an important bearing
on the application of the majority rule principle. Nor have we granted all
the dispensations necessary to do away with all conceivable difficulties.
But we can say that all dispensations have one end in mind, which we can put
as follows: The impact and consequences of the decision, whether good or ill,
should affect all of the participants equally. Put otherwise: All should suffer
equally or benefit equally from the decision. And when this condition is postulated
we find the strongest defense, morally and ethically, for the majority principle.
To put this another way and bring to bear one of the oldest arguments for
democratic government, we can surmise that the people can best tell when the
shoe pinches, where, and how much. There is, of course, a good deal of merit
in this position. But we know that the shoe does not always pinch all of the
people with the same degree of intensity in the same place or at the same
time. When, that is, we leave the conditions stipulated in the model, we soon
come to the realization that any policy decision or, for that matter, any
lack of policy, program, or law in areas where it is sought, affects individuals
and groups differently and unequally. We may call this the law of differential
impact, a law which has a bearing upon the imposition or implementation of
majority rule. The fact is that politics in the modern national state system
in so many ways resembles what in legal terms is considered an equity proceeding.
And this inevitably means that we must take into consideration a complex of
factors, not the least of which is whose shoes ought to be fixed so that they
don't pinch any more. For instance, there are few individuals or groups within
a viable society whose shoes do not pinch and we are faced with the immediate
question of priorities - whose shoes pinch the most and what the costs will
be to alleviate the pain. And a host of relevant considerations, quite apart
from the majority principle, enter into our deliberations. How large is the
group affected or involved? How intense is the pinching pain when compared
with other groups seeking relief or action of some sort? Can we devise a feasible
program to alleviate their problems? What will the costs be for other segments
of the community? And we ask such questions in a context that so much as tells
us that if we fix one batch of shoes, we increase the pinch in another batch
so that we are always dealing at the level of marginality. That certainly
seems to be the way the
world is constructed, which, of course, is not one in which the majority rule principle seems appropriate by any ethical
standards known to the Western world. We repeat, it is only when we have model conditions such as these set forth above, wherein there is no differential impact, that we can justify majority rule without violating more sacred principles associated with our traditional conceptions of justice. There is no avoiding these problems and the theory of majority rule gives us no tools with which to deal with them. [8]
The point here is an important one, the more so as majoritarians in the social
sciences have taken on a distinctly behavioral orientation, placing emphasis
upon analysis of quantitative data without, it seems, a sufficient concern
for the very considerations which we have mentioned. We talk of the internal
inconsistency of the average citizen; he will subscribe to the maxims or principles
of majority rule but he seems reluctant to practice them. For example, most
individuals will say that each vote should count equally, that they do share
the value of political equality as embodied in the formula "one man,
one vote." But when faced with special circumstances, numerous studies
have shown they will seemingly disavow their belief in political equality.
[9] Our point is that, rather than trying to explain away or deplore this
discrepancy, one ought to hail it. It signifies that more basic ethical considerations,
along the lines we have suggested, are accorded more weight than the majority
rule principle. And we would suggest that the behavioralist, the next time
he ventures forth from Ann Arbor, New York, or Chicago, should take into account
the fact that respondents, when answering questions of this nature, are being
placed in a very unrealistic, if not unfair, position. In the abstract (=our
model situation), we venture to suggest that most would subscribe to the equality
principle and thus majority rule. But in a real situation, one which almost
invariably introduces complexities that lead to significant deviations from
model conditions, other considerations obviously play a more dominant role
in the valuational processes. We shall return to this matter shortly.
3. We can forcefully emphasize the points we have brought forth by presenting
the following possibility which is now within the realm of our technological
capability: Suppose we construct a device (perhaps we could attach it to television
sets) that would instantaneously register the will of the people on matters
of public policy. Suppose, moreover, that the alternatives could be structured
such that a majority was able to express its will through these electronic
devices. We could then have direct majority rule or, more simply, plebiscitary
democracy.
Those committed to the majority principle, we would submit, are obliged to
support and advance such a system. If they do not, they are obliged to tell
us why. (We leave here to one side the "technical" complications
which could easily be handled by "experts.") But most of us would
be inclined to say that we are committing collective suicide and for the very
reasons we have pointed out. Yet, we do find in our midst those who support
the majority rule system as we have pictured it. And we ask: Could it be that
they cling to the notion that there will be a collective cancellation of the
difficulties presented in our model situation; that, in other words, all will
come out clean from the wash? This is a fair presumption for we seldom find
any introspection on the part of those who are the strongest advocates of
majority rule. For instance, the notion of differential impact is usually
ignored on grounds, we would suspect, that either this should not be taken
into account or that the pluses and minuses will cancel out; that is, that
the affected parties will divide in the same proportion as the majority. This
observation is reinforced when we look at the majoritarians' criticisms of
our existing institutions and procedures which are in many cases directed
to the proposition that because we do not have majority rule certain groups
are permanently deprived, whereas other groups (those with more representation
than their numbers would seem to entitle them) are benefited. With such criticisms
we find the implicit recognition of differential impact without, however,
any suggested remedy other than the stricter adherence to the majority principle.
The same would seem to hold true with the question of the relative intelligence
of individuals; the assumption is that on any given issue the brightest among
us will divide in roughly the same fashion as the dullest. These are, we submit,
gratuitous assumptions on behalf of the majority ethic in the sense we are
speaking of it at this point.
II
We can approach the ethical and moral underpinnings of majority rule from
still other angles which do eventually bring us back to the questions or problems
that we have posed. First, we must admit the possibility that there are those
who believe that the majority principle is the equivalent of justice or the
good life. We must recognize that for them, at least, majority rule is an
end in itself. It is not as most would put it an "instrumental"
value but an end value. And just as those who believe free speech is our highest
value and will admit of no exception to its practice, so, too, we find the
majoritarian with his ends which, incidentally, also include free speech.
There is no conceivable way to reason with such individuals beyond pointing
out the extent of their commitment. From their point of view the matter is
closed and there is nothing more to be said about it.
Second, our model situation tells us that there is abundant room for inquiry
concerning the majoritarian ethic. We can simply ask what would we have to
do in the real world to realize a condition in which that ethic would seem
appropriate, given only its single end that all men ought to count equally
in the political process. What do we do given the facts as set forth by virtually
every social scientist from time immemorial, namely, we live in a hierarchical
structure or society, and this by necessity; that, moreover, some individuals
amongst us, whether due to their governmental or social position, will exercise
more power and influence than others? Our problem here is not unlike that
we confronted in our model situation, though this time around we are going
to have to somehow strip away real, not imaginary variables. Surprisingly
enough, given the empirical and behaviorist orientation of our profession,
this job has not been done either.
We can illustrate this in the following terms: X is the son of a very prominent
physician in Detroit. His father is an Anglo-Saxon Protestant named White.
We can readily imagine Y, the son of a factory worker in Detroit named Black,
and we can surmise that he is not as well off as Dr. White's son. That, at
least, would be our expectation. Now these two boys are over the years going
to develop preferences about what the society ought and ought not do. And
we can readily envision that their preferences will be different, clashing,
and even antagonistic. Who, we might ask, will most likely exercise more influence
in the political process, even conceiving of it in model terms? We would probably
answer: the more articulate, the more knowledgeable, the person with the greater
amount of wealth, that individual best trained to present his position to
the leadership of our society, etc. And we know, way down deep in our hearts,
that Dr. White's son has by far the better opportunity to make his will prevail.
Indeed, one of the chief preoccupations of social engineers in our age is
to emphasize this very fact - the differences among us are environmental,
largely due to our early training and the opportunities presented to us by
the "accident" of birth.
Three observations are in order. First, unless he assumes that all will "cancel"
in the sense we have mentioned above, the majoritarian must be concerned with
at least those conditions which produce such inequalities. And there is more
than just family status involved. Consider only the question of whether all
individuals have access to the media in order to present their position or
to persuade other voters to adopt their policy preferences. As we have said,
we think it is a gratuitous assumption that the "pluses" and "minuses"
will cancel out; that is, more precisely, that those possessed of greater
influence and power within the society will nullify each other because their
preferences and feelings will be the same as the general population and consequently
the resources at their disposal, whether through education, inheritance, erudition,
etc., are of no concern. And, it seems equally clear to us, that lacking any
such assumption the majoritarian is going to have to turn his attention to
rather severe readjustments of the social order - any social order of which
we are aware - in order to produce what we can term the prerequisites for
majority rule.
This point is a simple one but it deserves our attention because it drives
to the heart of so many theoretical questions which wrench our society. A
majoritarian cannot, for the reasons we have set forth above, simply confine
himself to the techniques or methods of making decisions. That is, he cannot
regard democracy solely as a method or means of decision-making. He must concern
himself both with the existing structure of society (elements which produce
political inequality) but also the content or the ends of decision-making
which could conceivably produce a state of affairs in which political inequality
might result. Beyond this, the majoritarian has shown great fastidiousness
about adhering to the "one man, one vote" doctrine. He has done
so in the face of overwhelming evidence that this, for a variety of reasons,
might lead to conditions antithetical to the majoritarian ethic. The direct
primary system, for example, hailed as a "democratic" innovation
along majoritarian lines, probably has resulted in a further concentration
of political power in the hands of the more affluent few within society. Similarly,
by failing to take into account social realities, the majoritarian ethic which
has led to the reappointment of our state legislatures (under edicts of judiciary,
no less) may well have served to advantage those who were already advantaged
within our society. Thus, oddly enough, the outward realization of the majority
principle may well serve to entrench the control of already existing minorities.
Our second observation is this: Is it possible to reduce man to the state
or condition wherein the majoritarian model would be realized? This question,
we think, can be answered without any equivocation, "no." Suppose,
however, that we were to try. Again, nobody to my knowledge has fully explored
this question. Madison, aside from saying that this would be impossible (a
position which human experience would seem to verify), also tells us that
the attempt to reduce a society to such a condition would involve the sacrifice
of more highly held values, namely, liberty and individuality. And one must
certainly see that efforts to produce the uniformity necessary for the majoritarian
system would involve us with totalitarianism in its purest form. More, it
would involve the imposition of a rule which runs counter to human nature.
Of course, for one who holds that majority rule is the highest of all values
such sacrifices may well seem a small price. But he should at least be aware
of the fact, which many are not, that sacrifices of a high order will have
to be made and that, in fact, even this might not produce the ideal conditions
for political equality and majority control.
A third and closely related but highly important observation is that, off
at the end, majoritarianism, theoretically speaking, chokes on itself simply
because it is predicated on political equality which can only come about through
the readjustment of society along the lines we have suggested. But please
note that such readjustments involve policies, practices, and beliefs of the
most fundamental concern to human beings. Granted a commitment to political
equality with the end in mind of securing true majority rule, and granted,
also, that all the adjustments necessary for this end have been made, we ask:
What is left for the majority to decide? What range of decision-making discretion
can be entrusted to a majority without fear that the majority will adopt a
policy which leads to political inequality and thereby destroys the majority
rule system? Put otherwise, has not the commitment to majority rule really
been a commitment to a system wherein there is nothing left for the majority
to decide? Once, that is, you have decided upon social policies (whether the
family structure should exist or not and, if so, under what regulations and
circumstances; what provisions should be made for the education and training
of the young, etc.), economic policy (e.g., what is an acceptable range of
income distribution, if any; how are businesses to be controlled and run in
such a fashion that executives do not wield power beyond that allowed by the
majoritarian model, etc.), or distinctly political concerns (what individuals
or groups are to receive the dispensations of government; how are we to insure
that governmental officials do not exercise a preponderant amount of power
in our political determinations, etc.), there is little to talk about in the
political arena.
III
The following observations would seem to be in order:
1. Man is a social being, molded and conditioned by his surroundings. Some
are more introspective than others, and each in his own way brings particular
insight and talents to bear to the social condition into which he was born.
The contributions individuals make are of a different order (not equal); their
contributions may be for good or ill (not as the relativist would have it
of indeterminate value). That is our traditional teaching. The majoritarian
ethic would have us believe otherwise. That ethic tells us that all men are
equal in their capacity to make not only prudential but moral decisions. But
we have learned enough from our behavioralist friends in the last three decades
to see that this is not so. We know very well that existence within society
conduces to choice or preference wherein there is no resort to the innate
capacities of reason; that, moreover, we are social beings who must somehow,
each and every one of us, suffer from this same limitation. The model conditions
of which we have spoken earlier cannot be achieved no matter how hard we try.
We cannot for this reason "unchain" ourselves. Perhaps for that
reason to make an attempt to do so would violate any ethic known to civilized
man.
So much for the majoritarian ethic: It is as Kendall tells us based on a proposition
that we were at one time free and equal individuals, living by ourselves,
who entered into a contractual arrangement designed to secure our individual
sovereignty. But these are obviously false premises. One might as well believe
in Peter Pan. Yet, we remind you, they are the only "traditional"
premises upon which the majority doctrine rests. And we further remind you
that these premises seem to have been tacitly accepted by not only our highest
court but certain of our leading political scientists whose chief preoccupation
is to "improve" our form of government. The falsity of premises
is of little concern. It is the results that flow from them with which we
should be concerned.
2. The majoritarian ethic does make sense when model conditions such as those
postulated above are closely approximated. Short of this it makes no sense
at all for a rational and ethical people. And from this we can make certain
observations which are important in considering just how far and under what
circumstances we can safely employ the majority principle.
First, the fact that society is pluralistic means that decisions will always
have a high differential impact. We are, of course, always dealing with degrees
of differential impact. On any scale which attempts to measure differential
impact, for instance, the American society certainly would rank very high:
that is, specifically, any decision at the national, state, and local levels
will be marked by a very high degree of differential impact.
Second, it follows from this that we will never be able in any given decision-making
circumstance to approach the model conditions such as those set forth above,
which, of course, would tend to eliminate certain serious ethical problems
associated with the majority principle. Put otherwise, if all decisions affected
all equally, then the majority rule formula, in our view at least, would be
preferable to any other decision-making principle. We would, of course, be.
back on our raft. But this is not the case, nor can it be the case no matter
how hard we try. And with this in mind we are obliged to ask: How can we allow
for majority rule, at least a significant degree of it, without having to
suffer the consequences which might flow from it? To phrase this in terms
of what we have said to this point: How can we take the world as it is, the
diversity which we find within it, and still employ the majority principle
in a manner which is not ethically obnoxious?
We can offer here two thoughts on this which are worthy of some consideration:
(a) We should minimize as far as possible the substantive result of elections
which are general in nature. We know that there are stakes involved in any
election where there is political competition. Our point is that the more
general the election (i.e., the greater the number of voters), the less desirable
it is that such elections settle substantive issues of public policy. The
reasons for this are clear from our comments above, and we suspect that this
is one reason why most individuals are "cool" to the notion of allowing
the American people to sit down by their television sets every evening (or
once a month for that matter) and push buttons to record their will.
In large measure, it seems to us, the relative success of the American system
is due to the fact that our national presidential elections do, for whatever
reason, conform with the rule we have just set down. The differences between
major candidates have usually been very narrow, and, other than proclaiming
one candidate victor over another, no matter how hard our political columnists
might try to squeeze a "mandate" out of our presidential elections,
this they cannot do. This is a small price to pay in order to avoid the dangers
inherent in a plebiscitary system.
(b) We should try to "localize" substantive issue settlement. By
this we do not necessarily mean localization on the basis of geography, though
this can in some circumstances serve to allow for the implementation of majority
rule without the ethical difficulties to which we have referred. What we mean
by localization is confinement of the majority principle as a rule of decision-making
to involved parties, whether they be geographical or functional. (Perhaps
"decentralization" is a better word.) To recur to our raft model:
we should seek, insofar as possible, to insure that those who participate
equally will be affected equally by the decision made. Each of the participants,
in other words, should, theoretically speaking, stand to benefit or suffer
in equal proportions from the decision to be made. Only those within these
confines should, in our view, have an equal voice.
We are quite aware that such a restriction to the application of majority
rule poses many problems. But this, of course, involves the essence of politics
itself. Perhaps the best we can do in general elections is to elect those
who seem to hold out the best hope for making such approximations as we would
ourselves.
Beyond this, we live in a welfare state where the issues transcend settling
disputes between involved parties. Because, it seems, we have come to believe
in an active government, one that will act as guardian for and promoter of
various conceptions of social "justice" which hold currency in our
contemporary world, the difficulty of confining disputes to the involved parties
is extremely complicated. Certainly any such notion as we have advanced will
not be well received. There are, in short, groups which are making demands
upon government which involve collective sacrifices wherein the problem of
determining the affected parties becomes extremely difficult, the more so
as the demands by their nature involve the contention that the whole of society
owes something to a minority portion of it. We can content ourselves with
noting that such claims have nothing essentially to do with the majoritarian
ethic, nor would the implementation of majority rule necessarily lead to the
realization of the ends sought by such minorities. The claims on the part
of such groups, whether they be the Blacks, Chicanos, Catholics, Protestants,
businessmen, the rich, or the poor, are based on theories or conceptions of
the good society that are in some cases inimical to the majority rule principle,
but in no case can be supported by it.
We conclude as follows: If majority rule and its fundamental ethical principle,
political equality, mean anything (anything by which we can live in peace)
it must be that each of us can claim a "right" to an equal voice
and equal consideration with others who will be equally affected by a given
decision. There are, then, quite obviously, times when we should not be taken
into account; there are other times, relating to other policy matters, when
we should be listened to with the greatest of interest and concern. As trite
as this might sound, and this because what we have said conforms with the
Western ethics quite natural to us, it is a far cry from the, theory and morality
adopted and advanced by the modern proponents of majority rule.
NOTES
1. The writings of Sartori, Dahl, Thorson, and Mayo and the reception they
have received are sufficient to illustrate this point.
2. For a revealing exchange on the matter of majority rule and rights, see
Herbert McClosky's "The Fallacy of Absolute Majority Rule," Journal
of Politics, Vol. XI (1949), and Willmoore Kendall's response, "Prolegomena
to Any Future Work on Majority Rule," Journal of Politics, Vol. Xll (1950).
One should also read, for a brilliant refutation of the accepted proposition
that majority rule equals just and good government, James Burnham's Congress
and the American Tradition.
3. A casual reading of the majority decisions in Wesberry v. Sanders and Reynolds
v. Sims should serve to convince those doubtful about this statement.
4. Nobody to my knowledge would contest this statement after a reading of
the classical literature. We do find substantial disagreement about whether
those in the classical tradition in repudiating this principle, save under
the most propitious circumstances (e.g., Aristotle), would disagree with this
contention. The argument for strict majority rule is a relatively recent development.
Whether one who deviates from the majority principle or ethic should be classified
as totalitarian (= bad) or democratic (= good) has been a matter of dispute.
I think these dichotomies false and of no real theoretical significance. On
this point, I believe, I would be supported by Professors Voegelin and Strauss.
If true, this would mean I stand on extremely solid grounds.
Even the philosophy of John Stuart Mill which seems to fuel the modern majoritarian
ethic does not support this. Mill was no advocate of majority rule.
5. Perhaps the "age of reason" as defined by lawyers and theologians
should be used. If we were to do so we would lower the age to either 11 or
7. Lucky numbers, to be sure. But the ethic seems to require so much. Those
of the age of reason should vote.
6. One recalls in this connection Hubert Humphrey's observation at the 1969
national meeting of the American Political Scientists regarding Mayor Daley:
"I don't know where he got them [votes], but he got them."
7. And let us never forget we do have communists in our midst.
8. See Kendall and Carey, "The 'Intensity' Problem and Democratic Theory,"
American Political Science Review (1968).
9. The works of Lane, Stauffer, and a host of others will substantiate this
point. See, in particular, the work of Prothro and Griggs, "Fundamental
Principles of Democracy: Bases of Agreement and Disagreement," Journal
of Politics (1960).
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